Business, Management and Accounting
8 years ago

Securities Exchange Act of 1934 revolutionizes regulation of secondary market.

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Palgrave Macmillan US eBooks
Securities Regulation Part II: Securities Exchange Act of 1934 and International Securities Regulation
Roy Girasa

Paper Summary

The Securities Exchange Act of 1934 was created to regulate securities transactions on the secondary market, focusing on stock exchanges. It led to the registration of exchanges under the SEC and the involvement of self-regulatory organizations like FINRA. The goal was to protect investors and ensure fair trading practices.

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